SMBC Capital Markets, Inc.

Finance & Insurance · Primarily NY · PERM filings 2019–2025

#3,434 top sponsor

Overview

SMBC Capital Markets, Inc. is a Finance & Insurance employer that has filed 25 PERM green-card applications between FY2019 and FY2025. That places it #3,434 among all U.S. PERM sponsors in our dataset. 16 were certified (64% approval rate), taking about 345 days on average. The most-sponsored role is Financial Risk Specialists, with most worksites in NY, and the median sponsored wage is $147,900.

25

PERM filings

64%

approval

0

denied

$147,900

median wage

345d

avg processing

Worker background

Across 12 filings with beneficiary data, the most common country of origin is CHINA (75%). (From legacy PERM form data, FY2020–FY2024.)

Top countries of origin

  • China9
  • India2
  • Colombia1

Prior visa status

  • H-1B11
  • G-41

Education

  • Master's10
  • Bachelor's2

PERM filings by year

Occupations & job titles

The occupations SMBC Capital Markets, Inc. most often sponsors, with average wages.

OccupationFilingsAvg wage
Financial Risk Specialists 5 $147,482
Financial Quantitative Analysts 4 $171,250
Credit Analysts 2 $139,503
Software Developers 2 $161,000
Financial and Investment Analysts 2 $155,750
Financial Analysts 2 $137,900
Financial Specialists, All Other 2 $150,000
Regulatory Affairs Specialists 1 $120,000
Securities and Commodities Traders 1 $256,300
Software Developers, Applications 1 $147,900

Common job titles

Associate, Counterparty Credit Risk 2 Associate, Software Engineer II 2 Associate, Counterparty Credit Risk Exposure Analysis 1 Associate, Trading Risk and Control 1 Associate, Product Controller 1 Associate, Credit Specialist 1 Vice President, Senior Software Engineer 1 Director, Trader 1 Associate, Governance & Audit Response Associate 1 Analyst, Trade Support Analyst 1 VP, Sr. Risk Management Specialist 1 Associate, Portfolio Risk & PL Specialist 1

Worksite states

Wage range

$125,000

25th

$147,900

median

$170,100

75th

$220,000

90th

Law firms used

  • Kramer Levin Naftalis & Frankel LLP12
  • Kramer Levin Naftalis Frankel LLP12
  • Morgan Lewis and Bockius LLP1

Recent filings

CaseJob titleStatusWorksiteDecision
G-100-24228-269110 Associate, Counterparty Credit Risk Exposure AnalysisCertified New York, NY Jan 21, 2026
G-100-25329-434886 Associate, Trading Risk and ControlWithdrawn New York, NY Jan 7, 2026
G-100-24135-992066 Associate, Counterparty Credit RiskCertified New York, NY Dec 10, 2025
G-100-24190-180247 Associate, Counterparty Credit RiskCertified New York, NY Dec 1, 2025
G-100-24190-180098 Associate, Software Engineer IICertified New York, NY Dec 1, 2025
G-100-24114-916314 Associate, Governance & Audit Response AssociateCertified White Plains, NY Aug 13, 2025
G-100-24092-844013 Director, TraderCertified New York, NY Jul 31, 2025
G-100-24071-788144 Vice President, Senior Software EngineerCertified New York, NY Jul 29, 2025
G-100-24002-606657 Associate, Credit SpecialistCertified New York, NY Jul 14, 2025
G-100-23310-482098 Associate, Product ControllerCertified New York, NY Apr 7, 2025
G-100-23272-396360 VP, Sr. Risk Management SpecialistCertified New York, NY Jan 23, 2025
G-100-23219-242072 Analyst, Trade Support AnalystCertified - Expired New York, NY Dec 11, 2024
G-100-24074-801701 Associate, Portfolio Risk & PL SpecialistWithdrawn New York, NY Nov 19, 2024
A-23020-90303 Associate, Product Control AnalystCertified New York, NY May 8, 2024
A-23030-94959 Director, Counterparty Credit RiskCertified New York, NY Apr 25, 2024
A-22290-40465 Quantitative StrategistCertified New York, NY Sep 21, 2023
A-22143-59576 Associate, Risk Management SpecialistCertified-Expired New York, NY Feb 16, 2023
A-21299-63603 Associate, Software Engineer IICertified New York, NY May 27, 2022
A-21347-85675 Head of Latin America TradingWithdrawn New York, NY Apr 20, 2022
A-21244-38815 AssociateCertified-Expired New York, NY Apr 4, 2022

Source: U.S. DOL OFLC PERM disclosure data. Wages are annual-equivalent; outliers excluded.